Tag:Cross-border securities business

1
China: China’s A-Share Market Expands Closing-Price Trading: Implications for Funds and Institutional Investors
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China: China Announced Proposed Penalties on Cross-Border Securities Business: What Overseas Institutions Should Watch?

China: China’s A-Share Market Expands Closing-Price Trading: Implications for Funds and Institutional Investors

By: Chloe Duan and Amigo Lan Xie

Effective 6 July 2026, China’s stock exchanges implemented three significant trading rule changes aimed at improving market quality, enhancing price discovery, and facilitating long-term institutional participation. This is a further step in the continued evolution of China’s capital market microstructure and introduces features that are broadly consistent with practices in more mature international markets.

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China: China Announced Proposed Penalties on Cross-Border Securities Business: What Overseas Institutions Should Watch?

By: Chloe Duan and Amigo L. Xie

On 22 May 2026, the China Securities Regulatory Commission announced proposed penalties against several overseas online brokerage firms for cross-border business activities. The regulator stated that their provision of brokerage services to mainland China investors violated China’s laws. Gains from these activities are to be confiscated and penalties imposed.

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