Archive:April 9, 2026

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United States: New Sheriff, New Stats: Reading Between the Lines of the SEC’s Enforcement Report

United States: New Sheriff, New Stats: Reading Between the Lines of the SEC’s Enforcement Report

By: Thoreau A. Bartmann, Meghan E. Flinn, Theodore L. Kornobis, and Neil T. Smith

On 7 April 2026, the SEC announced its fiscal year 2025 enforcement results, speaking not only to key actions from the past year but also to its vision for enforcement going forward. The results were the first from the commission under Chairman Atkins, and featured several notable elements:

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