Archive:February 8, 2023

1
United States: SEC Division of Examinations Announces 2023 Examination Priorities
2
Australia: APRA Provides Insight into 2023 Priorities

United States: SEC Division of Examinations Announces 2023 Examination Priorities

By: Hayley Trahan-Liptak and Anna E. L’Hommedieu

On February 7, 2023, the U.S. Securities and Exchange Commission (SEC) Division of Examinations (the Division) announced its 2023 examination priorities.[1]  The timing of the announcement, over a month earlier than the Division’s examination priority announcements in the prior two years, suggests a return to normal following pandemic-era examinations.

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